ICMA Securities Operations Foundation Qualification (SOFQ) : SOFQ

  • Exam Code: SOFQ
  • Exam Name: Securities Operations Foundation Qualification (SOFQ)
  • Updated: Aug 14, 2026
  • Q & A: 50 Questions and Answers

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About ICMA Securities Operations Foundation Qualification (SOFQ) : SOFQ Exam

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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 2
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 3
  • Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
  • Trade Capture and Confirmation

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

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